Compliance Officer
Benefits:
Quarterly Bonus, Monthly Bonus, Gym Membership (Equinox), Health Insurance, and 401K.
Position Overview:
The Compliance Manager will help oversee the Company’s Compliance program and will assist the Company’s head of Compliance in maintaining, updating, and implementing its Compliance Management System. This position ensures that the Company and its employees are in compliance with the rules and regulations of regulatory agencies concerning financial services and online marketing, and that the Company is abiding by its internal policies and procedures.
Essential Duties and Responsibilities include the following:
Education & Experience - REQUIRED. Please do not apply if you do not meet the following requirements.
Computer/Systems Knowledge Requirements
Job Qualifications/Requirements
Communication skills:
Reasoning Skills:
Computer Skills:
Job Type: Full-time
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